Investment and Securities Advisor Liability
Effectively handling disputes between investment advisers and their clients either through arbitration, mediation or courtroom litigation requires a thorough understanding of the nature of the adviser/client relationship, the scope of the undertaking, and the reasonably articulated goals of each party. With the assistance of appropriate experts, the firm has achieved successful results for its clients.
These are some of the matters our firm has handled in this practice area:
Elder Fraud and Abuse
Recovered life savings taken from elderly couple and attorneys fees from unscrupulous investment advisor who convinced couple to put their savings into an annuity, contrary to all reasonable investment advice.
Investment Advisor Negligence
Recovered funds from securities broker and investment advisor who churned customer's account and invested funds contrary to reasonable investment goals of client.
